Punishment and Anger
I.
Introduction
Anger, it may be thought, is a
natural and proper response to wrongdoing.
If you fail to become angry when you are wronged, we may think you lack
self-respect; and if you fail to become angry when others are wronged, that you
lack respect for them.[1] This natural and proper anger, and the desire
for revenge that sometimes accompanies it, has been taken by some as a basis
for punishing offenders, either to provide justifiably angry victims with what
they want or as a fitting expression of the justified anger of society.
In this chapter, I shall argue that,
although wrongdoing merits an angry response, merited anger does not by itself
justify harming offenders. Anger
includes an internal demand for action, but not necessarily a demand for harm
to the offender. Because the demand for
harm to the offender is separable from simple anger, it requires separate
justification. The justifiability of harming offenders – and hence of the
demand for such harm – depends upon the truth of retributivism, rather than on
the state of mind of the victim. I
conclude, therefore, that the appeal to
anger has no role in the justification of punishment.
There are three kinds of arguments giving
anger a role in the justification of punishment. The first is a utilitarian argument – that
punishment is necessary to tame anger that would otherwise break out in private
revenge. The second contends that respect for persons requires anger at
wrongdoing, and that anger, in turn, requires action in the form of harm to the
wrongdoer. If this argument succeeds,
then it shows why harming wrongdoers – as opposed to restitution – is good,
without reliance on the social contract (see ch. 3). The third kind of argument relies on
retribution as the basis for punishment, but suggests that, within the
constraints of retribution, there is a role for the consideration of victims’
anger in setting sentence levels.
The first argument can be quickly
disposed of. In F.H. Bradley’s often-cited formulation, “the forms in which deliberate anger and
righteous disapprobation are expressed [through criminal punishment] stand to
the one set of passions in the same relation which marriage stands to [the
sexual passions]”;[2]
that is, punishment serves to limit and to channel appropriately the
potentially destructive forces of anger generated by crime. The focus here is not on the moral
desirability of anger, but rather on the moral desirability of limiting its
unbridled reign. By preventing
individuals from taking revenge, criminal punishment reduces the total cost in
human suffering. Margaret Radin has
accurately characterized this version of retributivism as “revenge-utilitarianism.” [3] Taken seriously, this model has unacceptable
implications. It might, for example,
require greater punishment for those whose crimes incite more anger in the
community – whether that is because they have committed worse crimes, because
they have expressed unpopular views, because of racial antagonism, because the
crimes have received more publicity, or because they have victimized persons
who are well-liked. As with other utilitarian theories, the summing of harms
tends to have unacceptable implications for individual rights. As Radin
suggests, one might as readily justify punishment of the revenge-seekers as of
the original offenders.
The second argument, however,
promises to provide an independent justification for punishment. The strongest
version of this argument is given by Walter Berns, arguing in favor of capital
punishment.[4] He suggests that if we are not angry when
injustice is done, it means that we care for no one other than ourselves. With others, he argues that to be angry with
someone is to respect his capacity to control his actions by holding him
accountable for them. Berns thus lionizes justified anger as the foundation of
a community that cares about its members and about justice. “A moral community,” he says, “is not
possible without anger and the moral indignation that accompanies it.”[5]
He sees the capacity for moral indignation as giving meaning to communal life;
without it, he argues, there is nothing to separate humans from animals and no
reason for us to live. Because he
associates anger with the desire for, and even pleasure in the anticipation of,
revenge, he suggests that if we are not willing to act on that desire we are
morally bankrupt. Justified anger, then,
forms the foundation, not simply for capital punishment, but for all
punishment.
I shall argue that anger is a
justifiable, but not a morally required, response to wrongdoing, and that it is
seldom the morally best response. Anger,
I shall argue, is justified where it rests on a correct judgment that an object
or value has been undeservedly harmed.
The demand for harm to the offender that sometimes springs from anger
requires separate justification. Thus,
justified anger does not in itself justify punishment. Anger is the morally best response to
wrongdoing only where it provides needed courage to take action that is morally
preferable on other grounds.
This will provide us with an
approach to the third argument as well.
Even if, contrary to what I have argued in Chapter 3, retribution
provides a legitimate basis for punishment (rather than restitution), the depth
of victims’ anger must also be shown to be justified, and does not provide a
valid criterion for the severity of punishment independent of other principles.
II.
Emotions
I shall begin by discussing the
nature of emotion in general. I shall argue that emotions consist of both
feelings and cognitive judgments. Our
emotions are appropriate or justified when the cognitive judgments they embody
are appropriate (in the case of subjective judgments) or true. Some emotions are also necessarily connected
to specific kinds of desires, as love is connected to the desire for the well‑being
of the loved one; others, such as joy, do not involve desire. Theories of the nature of emotions fall
roughly into four categories: feeling theory, physiological theory, behaviorist
theory, and cognitive theory.
The Cartesian idea that emotions are “feelings” or subjective passions
beyond our control dominated thought on the emotions from the seventeenth to
the nineteenth century. Descartes said
that emotions are “feelings ... caused, maintained, and fortified by some
movement of the spirits”; in this they differ from other feelings such as
appetites and perceptions of physical pain. [6]
This account requires that emotions be felt in order to exist. But as William Lyon points out, we can have
emotions without being subjectively aware of them.[7] Sometimes we simply fail to attend to our
own emotional states, as when we are preoccupied with other matters. I might realize, for example, only when my
abrupt manner is pointed out by colleagues, that I am in fact upset about some
disturbing incident on the way to work. At other times we repress or
deliberately put out of mind threatening or uncomfortable emotions. Yet it would not be accurate to say that we no
longer have them. Consider, for example,
the uncovering of unacknowledged anger or grief that often results from
psychotherapy. Emotions differ from
sensations, then, in that they need not be felt in order to exist.
Further, we can have the subjective “feelings”
associated with emotions without having the emotion itself: A person whose
pulse and respiration are increased by an injection of adrenaline has the “feelings”
associated with fear, yet this feeling is not, by itself, an emotion. Nor are the emotions purely passive. We do speak often of being overtaken or
overwhelmed by strong emotions such as anger, grief or love; at the same time,
we claim a degree of control over our emotions, as when we work up a rage,
wallow in self-pity, harden our hearts, or conquer our fears.
William James, writing in the late nineteenth
century, thought that emotions consisted simply of physiological changes, a
view that accounts for the possibility of our sometimes failing to be aware of
them. [8] He said that “the bodily changes follow
directly the perception of the exciting fact, and ... our feeling of the same
changes as they occur IS the emotion.”[9] He thus reversed the usual way of thinking
that “we tremble because we are afraid” to say that “we are afraid because we
tremble.”[10] For James, the perception was directly tied
to the physiological changes, with little scope for the intervention of
thought. James hoped that scientific
advances would eventually distinguish emotions on the basis of differences in
the physiological changes associated with them.
Scientific research has so far yielded contrary results: early
measurements precipitated by James's theory simply showed excitation of the
sympathetic nervous system in all kinds of emotional states.[11] In an often‑cited series of
experiments, Shachter and Singer found, on the contrary, that the same
externally‑induced physiological changes – in this case the reaction to a
dose of adrenaline – could be
interpreted by subjects as signaling either anger or euphoria depending on the
apparent emotions displayed by another person in their presence.[DG1] It appears, then, that there is more to the
emotions than mere physiology.[12]
Behaviorists have attempted to
define emotions as consisting entirely of the behavior they provoke.[13] But it is evident that the same emotion may
produce widely varying forms of behavior.
One person might react to a feeling of romantic love by neglecting his
work to daydream all day, while another might find renewed energy and work
harder than ever.
It is evident that purely
physiological, behavioral, or “feeling” accounts of emotion are
inadequate. What is missing from these
accounts is a recognition of the role of cognitions – thoughts, beliefs, and
judgments – in the emotions. Some have
argued that emotions are simply evaluative judgments, with the bodily sensations
simply reflecting the strength of the judgment; [15]
some have suggested that emotions are logically related to cognitions;[16]
and others have argued that particular kinds of cognitions are an essential
part of emotion.[17] I shall outline the argument that emotions do
consist in part of cognitive judgments; whether this is a logical or a
constitutive relationship will not be important for present purposes.
The role of cognition in emotions was
recognized by Aristotle in the fourth century B.C., though his theory received
little attention until recently.
Aristotle saw the emotions as “conditions of the soul connected with the
body,”[18]
noting that the presence of a stimulus does not always elicit the expected
emotion, and that emotions can be elicited in the absence of the usual stimuli.[19] He suggested that emotions were malleable in
the sense that, by influencing beliefs, one could influence emotions.
Hume thought that some emotions were
caused by a combination of beliefs and
sensations, while others (which he termed “direct passions”) were caused simply
by sensations such as pleasure. [20] Recent theorists suggest instead that beliefs
are part of the emotion, in the sense that to give up the belief associated
with an emotion is to give up the emotion itself.[21] Thus,
it would be internally contradictory to say that I hope for warm weather next
week even though I do not believe that warm weather would be a good thing, or
even though I do not believe there is any possibility of it. In this sense, the belief is definitionally
part of the emotion.
Several writers have recently argued that the
key sort of cognition involved in emotions is not simply a belief, but rather
an evaluative judgment or appraisal. [22] These are a subspecies of beliefs, involving
an assessment that may be more or less subject to correction. Some philosophers – notably Jean‑Paul
Sartre and Robert Solomon – have argued for a closer relationship between
emotion and evaluative judgment. Sartre
portrays emotion as “a transformation of the world” – frustration of our
desires leads us to view the world in a different light.[23] Solomon goes further, claiming that the
emotion simply is the evaluative
judgment.[24] However, as Oakley notes, in many instances
the same cognitions can produce different emotions.[25] The judgment that a walk over a high wire is
dangerous may provoke either excitement or fear, depending on one's affinity
for danger. The judgment that one has received a great undeserved benefit may
produce glee or guilt, again depending on underlying attitudes of the
recipient. It might be argued that these
underlying attitudes themselves consist of judgments -- in the former case the
judgment that danger is good or bad, and in the latter the judgment that undeserved
benefits are good or bad. But it is
apparent that these “judgments,” if such they may be called, belong to a
different class from the judgment that one is in danger. Because they are deep-seated – relatively
permanent features of one’s personality – they are not susceptible to easy change
as a result of reasoning or empirical evidence.
Of course, the same might be said for one’s beliefs about the validity
of certain forms of argument, or about mathematical truths. But a more salient feature of these attitudes
is that such reasoning and evidence are not relevant to them in the same way
that they are to strongly-held cognitive beliefs. These attitudes are more in the nature of
emotional attachments; they are formed as a result of experience, perhaps, but
they are not the product of thought.
Perhaps a more persuasive point
against the pure cognitive theory is that it is possible to have the relevant
cognitions and yet experience no emotion at all. People who are emotionally remote (or
insensitive) may perceive some level of danger, yet feel neither fear nor
excitement. Nor need these emotions
necessarily be present, yet repressed, in such cases. To make a convincing case that the person
does actually have the emotion, we need to do more than show that they have the
necessary cognitions. We may say the
person perceived the danger, yet displayed no fear, and felt no fear. If he later develops post-traumatic stress
disorder, we might attribute that to repression of fear. But in the absence of such developments, it
would be reasonable – and certainly not definitionally false – to conclude that
he was in fact not afraid. Emotions,
then, do not consist simply of cognitions.
Does the other part of emotion
consist of feeling or physiological changes?
It cannot be simply that; as noted above, one can “have” emotions
without being aware of them (as would be required by feeling), and
physiological changes do not differentiate (so far as we know) fear from
excitement any more than does the judgment of danger. Justin Oakley uses the concept of “affect” to
describe psychic and physiological changes associated with emotion that we may
or may not be aware of.[26] A sudden outburst of weeping may bring to
awareness that one is still grieving over a long‑ago loss; our sense is
that this is not simply a newly‑arrived emotion, but rather something
that has been with us, but unrecognized, for a long period. The same is true of “buried anger” – an anger
we have not allowed ourselves to feel –
that is often said to account for behavior we ourselves do not
understand until the anger is brought to the surface through
psychotherapy. The anger then felt
cannot be an entirely new reaction to events long past, but now brought to
mind, or it would not account for the previous behavior.[27]
The incorporation of belief into the analysis
of emotion enables us to distinguish emotions from drug‑induced
physiological changes. Belief appears
much more satisfactory than behavior as a differentiator among emotions,
because the types of judgments associated with the same emotion will be
constant while behavior varies. And, if
we can make judgments that we are not aware of making at the time, we will be
able to account for the possibility of having emotions that we do not recognize
as such.
It is readily apparent that the
cognitive/evaluative view has significant advantages over competing theories of
the emotions. It accounts for a number
of subtleties not accommodated by other theories without (apparently) raising
any significant new problems. There are
a number of cognitive models that differ as to detail; for present purposes it
is not important to choose among them.
Instead, in what follows I shall rely primarily on the premise that
cognitive judgment is a defining feature of emotions, and that the various
emotions can be differentiated by the judgments they embody.
I
have suggested above that attachments, as well as beliefs, are necessary for
emotions. Kahan and Nussbaum illustrate
the idea that emotions involve beliefs with the case of grief, where the
relevant belief is that I have lost someone of great importance to me.[28] If I discover that the person has not died
after all, I can no longer be said to be experiencing grief. Similarly, they argue, a person who claimed
to be experiencing deep grief but denied that the lost person was important to
him would appear to be contradicting himself – no sense can be made of his
claims. But must the griever judge or
believe that the person was important
to him, in order to feel grief? I think
rather s/he must be attached to the lost person, and that this attachment may
exist on a non-cognitive level. To see
this, imagine that person A finds herself quite unexpectedly to be deeply
saddened by the death of her former spouse, B.
A, during her brief and long-ago marriage to B, had discovered such
flaws in his character that she had severed all ties with him and, after the
passage of years, seldom gave him a conscious thought. In short, she did not believe that B was (any
longer) important to her. Nor does she
have to change this belief in order to experience grief; rather, what must be
true is that B was indeed important to her; in other words, that she was
emotionally attached to him. This attachment is not subject to rational
evaluation or justification – it simply exists. Thus, there is no talking A out
of her grief by arguing that B was not, in fact, important to her. Compare this aspect of grief with the
cognitive belief on which it is founded – that the significant person has
died. The discovery that this belief is false will eradicate
grief as soon as the information can be absorbed.
Attachments
(or aversions) are a precondition for having any emotion at all. Without attachments, we would go through life
emotionless, regardless of the cognitive judgments we made. The most common attachment is to oneself;
thus, most people will react emotionally (at least to some degree) to harm to
their own interests. We may also be
attached to family members, friends, and others with whom we identify for
various reasons. We may be said to be
attached to all humans to the extent that we react more strongly to harm to
humans than to harm to animals or inanimate objects.
As
discussed in Chapter 5, we are attached on the non-cognitive level not only to
persons, but also to values. It is possible to react emotionally to situations
in which no person to whom we are attached is affected. One person will be consistently angered by
unfairness, another by racism or sexism, a third by anti-patriotism, etc.; this
anger may be deep even if the value-flouting behavior is purely symbolic. Further, you might, for example, be angered
by a racist remark directed to a specific person, yet be unmoved by a much more
cutting remark directed at that person’s moral character (where you don’t
perceive that remark as racially motivated).
In such cases, it is not the harm to the person, but the flouting of the
value, that angers you.
Are
emotions subject to moral evaluation? If they are, as some believe, entirely beyond our control, then moral
evaluation of anger would be not only pointless but mistaken, like asking for a
justification of illness. But, on the
view I have outlined, emotions rest on attachments and beliefs, both of which
are subject to moral evaluation. Beliefs
may be evaluated for their reasonableness, and attachments may be evaluated
insofar as they form part of a good moral character. To the extent that emotions are logically
dependent on beliefs, the emotions themselves are subject to moral evaluation. If a belief central to an emotion is not
justified, then the emotion is not justified either.
To the extent that emotions are
occasioned by deep-seated, non-cognitive attachments, their moral evaluation is
more complex. Such attachments are not
readily formed or broken; if ought implies can, then saying you ought to have
an attachment you lack is problematic. Attachments are not completely beyond
our control, however. Often, for
example, we withdraw from interactions that will lead to friendship, not
wishing to form such an attachment. In
the case of values, we have some choice of the actions we engage in to foster
attachment to specific values. Engaging
in volunteer work at a hospital, for example, is likely to increase one’s
commitment to improving medical care. There
are, of course, limits to our control over our attachments, both to persons and
to values. Attachments to one’s family of origin, for example, are largely
involuntary. Similarly, we may develop
or deepen attachments to specific values through situations we are thrust
into, rather than through activities
that we choose. Attachments are subject
to moral criticism only to the extent that one has control over their
acquisition.
III. Anger
I turn now to the structure of anger and
its moral justification. Anger is often thought to be associated
with the judgment that one has been wronged by its object. I shall argue instead that anger depends on
the judgment that some person has been unfairly harmed or that some value has
been unjustifiably flouted. To become angry, one must also be
attached to this person or value. The
desire for vengeance, I shall argue, is only one particular manifestation of
anger’s characteristic refusal to accept the harm and its associated demand for
action.
Most assume that anger requires an object
in the form of a person whom we regard as responsible for the harm done. In cases where we become angry without such
an object, it is tempting to conclude that we are absurdly ascribing
responsibility to impersonal or inanimate objects.[29] Not all of the cases are so easily accounted
for, however. Suppose that, despite the
usual precautions, a woman becomes pregnant at a time that is massively
inconvenient. Particularly if she does
not see abortion as an unproblematic solution, she is likely to be angry that
she has become pregnant. A somewhat
similar example is the anger that is a recognized stage in the process of
reacting to terminal illness. [30] Though under such circumstances one is
disposed to look for someone or something to blame, the depth of anger will be
fed as much by the perceived unfairness of one’s fate (dying young, despite
exercise, etc.) as by the perception that others could have acted to prevent
it. This anger seeks an object, but it
does not require an ascription of responsibility in order to exist. One is angry that one’s life will be cut short. [31] Similarly, the handicapped child may be angry
that he cannot do all the things that other children do.
It may be argued that anger in such cases
is founded on a mistaken blaming of a causal agent -- that anger is not
possible without blame. The dying person
may blame God; the pregnant woman may blame herself, her husband, or her unborn
child. But it seems to make perfect
sense to say, “Even though I recognize no one is at fault, I am angry that I am
dying young; that I will never see my children grow up; that all the efforts I
took to preserve my health were in vain.” Once we drop the assumption that the object of
anger must be a person (or personified object), it is plain that the existence
of anger does not depend on (although it is often accompanied by) an ascription
of responsibility. One becomes angry at
harms perceived as undeserved and unexpected, even if no one is to blame for
them.
Given
that one is attached to a person harmed, or to a value flouted, however, one
may be afraid or saddened rather than angry.
Thus, we must ask what judgments (or other factors) separate anger from
these other emotions. Faced with a physically powerful assailant making
outrageous demands, you are more likely to be afraid than angry; once removed
from his immediate presence, and seeing yourself as again protected by the
social group, more likely to be angry at his behavior. (This will also be true if the person
threatened is a loved one, rather than oneself.) Fear requires an additional judgment that
future harm is likely, but it is not this alone that separates it from
anger. Given such a judgment, one might
still be angry, both that the past harm has been done and that the future harm
is threatened.
The
central difference between fear and anger is that fear includes a reaction of
avoidance, which in turn is based on the judgment that one lacks power to avert
the threatened harm in a more active way.
With respect to past harms, fear is not possible. But given the same judgment of harm and the
same attachments, one person will become angry, another sad.[32] Sorrow accepts the harm; anger rejects it. A
number of factors may go into acceptance or rejection. Anger requires some idea that things might be
(or might have been) otherwise; that one expected, or had a right to expect,
that they would be otherwise. One may be
angry at expected harms, but is more likely to be angry at unexpected ones. The person who loses his family in a wartime
bombing is less likely to react with anger if the bombing has been widespread
and long maintained. This, I think, is
because anticipation often facilitates acceptance. Anger’s refusal to accept harm is closely
associated with a (conscious or unconscious) internal agitation, a demand for
action in response to the harm. This
demand may take the form of an impulse to harm the offender with blows, words,
or a pointed withdrawal of interaction; to smash household objects, or to take
steps to effect change Sorrow is
passive, anger active. The internal
demand for action is an often powerful motivating force that can lead the
angered person to act in disregard of obstacles and constraints that would
otherwise impede action.
One
may move between anger, sadness, and fear with respect to the same undeserved
maltreatment. Fear that a loved one will
behave badly may be combined with sadness over how he has behaved in the
past. Fear and sadness may give way to
anger if the behavior is repeated over time.
Or anger may change to sadness as the possibility of changing the
person’s behavior recedes into the realm of the improbable, and the poor
behavior comes to be expected. Consider
the adult child who, without adequate explanation or excuse, repeatedly fails
to make expected gestures such as occasional phone calls, visits, reply to
correspondence, etc. One can well
imagine that the initial reaction is one of loss and sadness, which however
gradually hardens into anger. The
central judgment of undeserved maltreatment is unchanged, as is the underlying
attachment; the subsidiary judgments about the possibility of controlling the
behavior have changed.
The impulse of anger is not merely an
especially fervent desire that the harm not have occurred; it incorporates as
well a desire to control (in turn requiring that I can conceive of controlling)
the course of events. Changes in the
weather, for example, are unlikely to anger me, because it is difficult to
imagine controlling the weather. Oftentimes
my desire to exercise control is unrealistic, as when I am angered by the belittling
comments of a stranger in the street; but it is the difference that will
determine whether I become angry or merely upset at the comments. Similarly, members of oppressed social groups
become angry with the indignities forced on them only when they see some
prospect of change. Anger, then, requires a perception of power or potential
power, including the possibility of obtaining a measure of control by making
changes in existing power relationships.
On Aristotle’s view, the action to which
anger impels us is action harmful to the offending party.[33] Anger’s demand for action does not, however, always take the form of a demand
that the wrongdoer suffer. As discussed
above, anger need not even have a person as object. Even where wrongdoers can be identified, the
demand for action may be focused more on other forms of redress. Consider the anger of those who fought
against segregation. While in many
instances they could identify the perpetrators, their demand was not for harm
to those perpetrators, but rather for redress of their grievances – for change
in the rules and practices that constituted segregation.
Undeniably, there is some relationship
between anger and the desire to harm, at least for some people in some
circumstances. I may harm someone in anger; anger can make it possible for
me to harm people whom I otherwise would never harm. Anger’s motivating force can cause me to
disregard what otherwise would be obstacles to action, making it more likely
that I will speak sharply, act coldly, strike out, etc. Anger as such, however, is separable from the
desire to engage in these harming behaviors.
Anger demands action, but not necessarily in the form of harm to
others. At the very least, it is
possible for me to be angry with X without desiring to harm him. Anger requires, not a demand for redress as
such, but rather an internal refusal to accept harm, a demand for action.
Anger may thus be defined as a judgment
that undeserved harm has been incurred, accompanied by an attachment to the
person or value harmed, and an internal refusal to accept that harm, including
a demand for action.
Anger is often conceived as externally
caused, so that the entire responsibility for my anger rests on those who have
provoked me. But as we have seen, the
subject contributes to anger in a number of ways. The judgments, attitudes, and attachments of
the subject are necessary for anger; the object of anger contributes (at most)
the ground for the judgment of unjustified harm; even this may be lacking in
cases of baseless anger. Anger is, to a
greater degree than is normally recognized, within the control of the subject;
to a large extent, we can decide whether and when to react with anger.
Anger may be said to be justified whenever I correctly judge
that some person has been undeservedly harmed, or that some value of mine has
been unjustifiably flouted. The anger itself is distinguished from the
corresponding judgment only by a) my attachment to the person or value in
question; and b) the strong internal refusal to accept this harm. Assuming that my attachment to the person or
value is unobjectionable (as will usually be the case), I am obviously
justified in (internally) refusing to accept any undeserved harm, and thus the
anger based on this judgment is also justified.
I have remarked above that another
judgment is necessary for the refusal to accept harm that characterizes anger:
that one is, or could be, in a position to exercise control over the situation.
One may of course also be mistaken in
this judgment; but this judgment, while necessary for anger (rather than fear
or sadness) to occur, does not seem to
affect the question of whether anger is justified. Consider, for example, the anger of a slave
by heredity in a deeply entrenched system of slavery that is widely accepted by
both slaves and masters. His anger may
be impotent or unwise; but, because he receives treatment no human being
deserves, his anger – his internal rejection of that undeserved harm – is
justified.
Anger, then, may be said to be justified whenever I correctly judge
that some person has been undeservedly harmed, or that some value of mine has
been unjustifiably flouted. Because crimes typically involve undeserved harms and
the unjustified flouting of values, the anger of crime victims and of other
citizens directed at criminal offenders will usually be justified.
IV. Anger and punishment
It is thus clear why Berns argues that
anger is essential to the preservation of community. Anger recognizes
undeserved harm, indicates an appropriate level of attachment to community
members and values, and demands that action be taken to rectify the harm. One
may rightly claim that the recognition of certain harms as undeserved is
central to the moral life of a community; without this perception, we could
recognize no duties toward our fellow citizens.
But simple recognition of such harm, and an appropriate level of
attachment to the well-being of one’s neighbors, might equally well be reflected
in a reaction of sorrow. It is natural
to argue, however, that because anger impels action, while sorrow does not,
anger is a morally superior response.
The angry neighbor or community will not merely offer sympathy, but will
take action to rectify the wrong. Berns
takes the position that anger inevitably demands harm to the wrongdoer, and
that acting on this demand is required where anger is justified. I shall argue that, while anger inevitably
demands action, it does not inevitably demand harm to wrongdoers, and that the
justifiability of taking action is separable from the justifiability of the
anger itself.
The angry person demands action (either
internally or externally). Does it
follow from the fact that his anger is justified that his demand for action is
also justified? Because justified anger
implies a correct judgment that unjustified harm has occurred, it clearly
follows that his demand that the harm be rectified (in the sense of “undone”) is also justified. At the same time, it is evident that his
demand for action may also take inappropriate forms. Angry people often make a bad situation worse
through ill-considered or destructive actions; that their anger is itself
justified does not invariably mean that their angry actions – or demands for
others to act – are also justified.
Anger does not invariably demand harm to
its object, even where it has a person as object. The specific form of anger that does demand
harm to its object is vindictive anger.
Other attitudes toward the objects of anger are not only possible but
common. One may contemplate present or
prospective harm to others, including enemies and wrongdoers, with compassion,
pity, or indifference. Anger does not
preclude such benign or neutral attitudes toward harm to the offender, as the
demand for action may be directed toward forms of redress that do not harm the
offender, or that do so only incidentally.
Angry strikers may demand higher wages or safety measures; angry tenants
may demand repairs; angry governments may demand return of territory. Nor is this a function of the seriousness of
the wrongdoing. While restitution and
apology will not ease grief over the death of a loved one, they may assuage
anger (and indeed may do so much more effectively than punishment of the
offender). [34] The bereaved person who recognizes this may
direct her anger toward obtaining such relief, rather than toward seeking harm
to the offender.
Further, it is clear that justified anger
may be accompanied by demands for (or the taking of) unjustified action. For anger in its vindictive form, as
distinguished from simple anger, to be
justified, there must be a separate justification for the action to which it
impels the angry person. Justified anger
rests on a correct perception of undeserved harm, and a demand that such harm
be rectified is therefore justified. But
a separate (retributive) argument will be needed to establish the relationship
between harming the wrongdoer and rectifying the harm. The victim’s preference for harm to the wrongdoer
cannot fill this gap.
If the demand for harm to the wrongdoer
does not spring from vengeful impulses but instead from the sober judgment that
retribution is the appropriate response, it is a retributive rather than a
vindictive anger.[35]
As vindictive anger springs from the belief that one will enjoy seeing one’s
enemies suffer, so retributive anger springs from the belief that it is right
that wrongdoers suffer. Given this
belief, a perception of undeserved harm, and an attachment either to the person
harmed or the value flouted, will automatically result in an angry demand for
action in the form of (an appropriate degree of) harm to the wrongdoer. The justification of retributive anger, as
distinguished from anger simpliciter,
is, however, the same as that for vindictive anger: it is justified if and only
if it is right that wrongdoers suffer.
If this central tenet of retributivism is true, then retributive anger
is justified in any instance where unjustified harm is inflicted by a culpable
party; if it is false, then anger in its retributive (or vindictive) form is
never justified. Both vindictive and
retributive anger require separate justification for the harm that they seek. It is plain that the existence of justified
anger, whether of victims or citizens, adds nothing to the retributive
justification for harming wrongdoers, although it will, as Murphy points out,[36] serve
as a motivation for seeking retribution that might otherwise be lacking.
Berns’s argument for the importance to
the moral community of acting to harm wrongdoers therefore depends on an
independent showing that this is the best response to wrongdoing. Anger is one way, although not the only way,
in which a community can demonstrate its concern about undeserved harm and the
attachment of its members to each other.
That anger, however, need not be directed toward harming wrongdoers in
order to serve these functions, and is not justifiably so directed unless such
harm can be justified on other grounds.
This brings us to the third argument
giving anger a role in punishment: the
argument that the anger of victims should be considered in sentencing. I have argued in chapter 3 that retributive
justifications for punishment fail. The
claim that the anger of victims should be considered in sentencing, however,
requires the prior assumption that these arguments can be made to work; if no
punishment is justified, then the question of appropriate influences on
sentencing cannot arise. Supposing retribution
to be justified, then, would the anger actually felt by crime victims be an
appropriate factor in setting sentences? Murphy argues that the simple fact
that the victim desires severe punishment is an appropriate factor in setting
sentences, as long as the punishment imposed does not exceed that deserved.[37] He argues that judges routinely take into
account non-desert factors such as prison crowding, the offender’s family
circumstances, etc., and that the anger of victims might be another such
factor. If victims want retribution to
the limit of the offender’s desert, why not give it to them?
If the anger of victims is to be a factor
in sentencing, then it would follow that offenders whose victims are not angry
(at all) would receive, overall, sentences nearer the lower end of the permissible
range, and that offenders whose victims had lesser degrees of anger would tend
to receive sentences closer to the middle of the range. That is, victim anger can be a factor in
sentencing only if different degrees of anger result in different sentences. To determine whether victim anger is an
appropriate factor in sentencing, then, we will have to give careful attention
to the sources of different degrees of anger among victims of similar crimes.
Because anger is founded on a perception
of undeserved harm, its depth will in part be dependent on the degree of
perceived harm. Given two victims of
similar crimes, each may experience the harm done differently. If both are left with similar physical
disabilities, one may shrink into a diminished life while the other finds
unsuspected inner resources that enable him to overcome its worst effects. Other things being equal, the first will be
angrier because the harm as perceived by him is greater, even though from an objective
point of view it is the same. Similarly, the anger of victims may vary as a
result of the degree of felt attachment to the harmed object. Damage to an irreplaceable possession may
affect victims differently for this reason, as may the murder of a family
member. There does not seem to be any
objection to considering the subjective degree of harm on a retributive model;
the only question is whether victim anger is the best way to identify the
degree of that harm.
One victim may be angrier than another,
given the same perceived harm, because of varying perceptions of the degree to
which harm is deserved. Battered
spouses, for example, often come to believe that they deserve the abusive
treatment; thus of two women struck by their husbands, one may be much angrier
than the other because she correctly perceives that she does not deserve such
treatment. One may also have an inflated
perception of one’s own deserts. A
traveling American, for example, might believe that he deserves deference and
special treatment from the citizens of the host country, and thus become
exceptionally angry when he finds himself robbed instead. Or the degree of anger may be based on a
false judgment concerning the relative worth of offender and victim, as where a
rape victim is especially outraged that she was raped by a member of a despised
ethnic group. All of the victims are
justifiably angry, but insofar as depth of their anger is based on false
perceptions, it is to that degree unjustified, and should not form the basis of
enhanced punishment.
It is also possible that one victim will
be angry, while another is not, because the second victim lacks any sense of
her potential to control the situation.
This may well be the case, for example, where the victim is a child. Obviously, the first victim’s greater anger
would not be an argument for punishing that offender more than the second one,
if the reason for her greater anger is simply her recognition that she could
have some control over outcomes.
So far I have suggested that the depth of
victims’ anger may be an appropriate factor in sentencing to the extent that it
reflects the degree of subjective harm, but not to the extent that it reflects
false judgments about the victim’s worth. Things can easily become more
complicated when multiple factors pulling in different directions are
involved. It will in practice be very
difficult to differentiate between a victim deeply attached to a harmed object
but lacking a robust sense of his own worth and an unduly prideful victim less
attached to a similar object. Even the
victim himself may have difficulty knowing exactly why he is so angry. If he is aware of illegitimate factors in his
anger, the intemperateness of anger in seeking harm to its object may lead him
to deny them. The danger of allowing illegitimate factors to influence
sentencing may well outweigh the value of the additional information about harm
that can be gained by assessing the depth of the victim’s emotion.[38]
I have argued that the two kinds of
arguments giving anger a role in the justification of punishment fail. The utilitarian argument for punishing to
restrict private revenge has unacceptable implications for the proper bases of
punishment. We have seen that while anger
is often a justified response to wrongdoing, it does not necessarily include a
demand for harm to the offender, and where it does, that demand must find
separate justification. In addition, I
have argued that the anger of victims can play only a limited role in
sentencing, even if we assume the truth of retributivism. I now turn to the question of what our
response to justifiably angry victims can be, if we rule out the possibility of
appeasing that anger by harming the offender.
It may seem empty to characterize anger
as justified if we also say that acting to harm its object is not
permissible. But to preclude harm to the
wrongdoer is not to preclude action of any kind. To say that the anger is
justified is to say that the harm in question should not have occurred; to
agree with that underlying judgment and the visceral refusal of the harm. Acting to seek constructive change or redress
of our injuries would therefore be fully justified. Anger that seeks harm to
the wrongdoer can and should be redirected to constructive action, much like
the anger that seeks to vent itself in the destruction of property.
Where constructive action is not possible
– as for injuries that cannot be redressed -- anger can be recognized in other
ways. Here we can draw upon our typical
response to anger that has no person as object, such as the anger of an
earthquake victim who loses the use of his legs. Clearly, it is possible to provide meaningful
recognition of such anger and the underlying judgment that the harm is
undeserved. We can provide emotional
support and practical help. We can seek
to prevent similar losses by others. We
can provide symbolic recognition and acknowledgment that the anger is
justified. In short, we can recognize,
understand, and attempt to alleviate anger.
In Western society, punishment of the
offender serves as our mode of recognizing justified anger arising from
wrongdoing. Against this background,
failure to punish is inevitably seen as a failure to recognize the justified
anger of the victim. But it is important for us to recognize that, insofar as
punishment simply serves to provide such recognition, it could profitably be
replaced with other symbols, including purely symbolic condemnation of
offenders. This is not to suggest that
such replacement would be easy. The
tradition of punishment is ingrained in our culture; the culturally-derived
sense that it is the appropriate response to wrongdoing is likely to be
resistant to change. But feelings
equally deep, and equally rooted in history, have eventually yielded to social
change, from broad social changes such as the replacement of aristocracy with
democracy to narrower ones such as the trend toward acceptance of gay marriage.
Anger has, in other times and places,
commonly been directed toward ends other than harm to the wrongdoer. As we saw in Chapter 1, restitution, rather
than harm to the wrongdoer, was a common response to wrongdoing in many ancient
and medieval societies. In the South
Pacific atoll of the Ifaluk, justified anger is acknowledged through a stylized
speech that a designated person will give to the angry person, recognizing the
angry person's desire to fight, but appealing to his compassion, his desire for
the respect of the community, and the bad consequences of violence to urge him
to exercise self‑control.[39] A decision to exercise self‑control is
the expected, and almost universally attained, outcome.
Do we have the ability to control our
angry responses? Anger, contrary to
what our culture tends to convey, is not the inevitable concomitant of self‑respect,
nor is violence its necessary outcome. A
lack of self-respect is one reason why a person would not become angry, seeing
any harm inflicted as deserved, or regarding himself as entirely powerless. But anger will also be averted by the mature
recognition that there are things one cannot change, undeserved harms that will
have to be accepted. Such a perception
converts anger to grief, sorrow, or resignation. Anger is appropriate when there are steps
that can be taken to rectify the harm, and may be necessary when taking those
steps requires a degree of courage or disregard of obstacles. Anger toward criminal offenders is thus an
emotion to be encouraged only insofar as it motivates us to do what is (on
other grounds) morally best. If
punishment is not the optimal response to crime either in terms of social
welfare or in terms of moral appropriateness, there is every reason to seek to
mute (or at least to redirect) our angry responses on both an individual and on
a social level.
As
we have seen, the subject has more control over his own anger than is usually
supposed. As anger is not the only
possible response to undeserved harm, we must ask when it is a desirable
response, and how one goes about changing it.
Consider how one responds to a spouse who has failed to perform an
agreed‑on task, resulting in inconvenience to the other. One can dwell on his inconsiderateness,
magnify one's own contributions to the household, dredge up past examples of
conflict, and become quite angry over a minor matter. Or one can do the opposite: minimize the
importance of the transgression, criticize oneself, and decide to forgive him.
To the extent that the sources of anger are evident, the degree of anger we
choose to feel is often within our control.
In the domestic context, it is quite likely that we will consciously
decide what degree of anger, if any, will be useful in resolving the conflict,
and what degree will be destructive.
Within
our immediate circle, it is obvious that mutual communication of expectations
and abilities and the establishment of fair arrangements will reduce the
overall incidence of anger, and that this is a result toward which we should
strive. We could instead take pride in
our capacity for anger, claim the right
to it in response to every undeserved harm, and demand the satisfaction of our
anger through harm to those who had wronged us.
It is plain, however, that a move in that direction would be
destructive, and that we should seek to control and dissipate our anger except
where anger is necessary to achieve important goals that are otherwise
unobtainable – as when it supplies needed courage to demand a more equitable
distribution of duties where gentler persuasion has failed. Rather than encouraging pride in anger
regardless of consequences, the larger society would also do well to seek
similar limitations.
V.
Conclusion
I have argued that anger rests on a judgment
that one has been undeservedly harmed, and a concomitant demand for
change. The judgment of undeserved harm,
without the demand for change, results in fear or sadness. This demand need not necessarily take the
form of a demand for the suffering of the wrongdoer; whether it does depends on
whether the angry person is also vindictive.
I have argued that the emotional
responses of anger and vindictiveness are not inevitable responses to
wrongdoing, and that where they exist, they do not provide an argument for the
infliction or augmentation of criminal punishment. These responses are culturally variable. Western society, particularly American
society, encourages the response of anger.
This is not always a constructive response. Where anger is the response to wrongdoing, it
may be mitigated or satisfied in various ways, only one of which is actually to
inflict suffering on the wrongdoer. In
large part, the demand for the suffering of wrongdoers is simply a demand for
the acknowledgment of the legitimacy of one's anger ‑‑ an
acknowledgement that can be more constructively be made in other ways. The anger of victims, then, does not provide
a special moral justification for punishment beyond those provided by
retributive and/or utilitarian theories.
ENDNOTES
[1] Jeffrie Murphy and Jean Hampton, Forgiveness and Mercy (Cambridge:
Cambridge University Press 1988), ch. 1.
[2]
Bradley, F.H., “The Vulgar Notion of Responsibility,” Ethical Studies (1876).
[3]
Margaret Radin, “Capital Punishment and Respect for Persons: Super Due Process for Death,” S. Cal. L. Rev. 55:1143 (1980).
[4] Berns, Walter,
For Capital Punishment: Crime and
the Morality of the Death Penalty.
(New York: Basic Books, 1979).
[5] Ibid.,
p. 156.
[6] Rene Descartes, The Passions of the Soul (1649).
Excerpted in Cheshire Calhoun and Robert C. Solomon, eds., What is an Emotion? (New York: Oxford
University Press, 1984), Article XXVII, p. 59.
[7] William Lyons, Emotions (Cambridge: Cambridge University Press, 1980), p. 5.
[8] William James, What is an Emotion? (1890).
Excerpted in Calhoun and Solomon, op.
cit., pp. 127-141.
[9] Ibid.,
p. 128.
[10] Ibid.
[11] Walter B. Cannon, Bodily Changes in Pain, Hunger, Fear, and Rage (2nd ed.,
[12]
[13] Ryle, stressing that one may be said to have a
particular emotion without experiencing any particular bodily sensations
(pangs, throbs, twinges, etc.), postulated that behavior constitutes the
emotion. Gilbert Ryle, The Concept of
Mind, (New York: Barnes and Noble, 1969 [1949]).
[14]
[15] E.g., Sartre, op.cit. and Robert Solomon, “Emotions and Choice,” in Amelie Rorty,
ed., Explaining
Emotions, (Berkeley: University of California Press, 1980).
[16]
[17] William Lyons, Emotion; Justin Oakley, Morality
and the Emotions (Routledge, 1992); Ronald de Sousa, The Rationality of Emotion, (MIT 1987); Dan M. Kahan & Martha
C. Nussbaum, "Two Conceptions of Emotion in Criminal Law", Columbia Law Rev. 96 :269 (1996).
[18] Aristotle, De
Anima, 403a-403b.
[19] Ibid.,
p. 49.
[20] David Hume, Treatise
of Human Nature, (Oxford: Clarendon
Press, 1888), Book II.
[21] E.g.,
[22] This is the position taken by Oakley, Lyon, and
Kahan and Nussbaum.
[23] Jean-Paul Sartre, The Emotions: A Sketch of a Theory, excerpted in Calhoun and
Solomon, pp. 245-250.
[24]
Solomon, op. cit., p. 257. In a 1980
appendix, Solomon qualifies this point, claiming less controversially that
judgments are essential to emotion while “feelings” are not. Rorty, p. 274.
[25]
[26] Oakley (need page)
[27] See Amelie Rorty, “Explaining Emotions,” in her
Explaining Emotions, (Berkeley:
University of California Press, 1980).
[28]
Dan Kahan and Martha Nussbaum, “Two Conceptions of Emotion in Criminal Law,”
[29]
See, e.g., Berns, p. 153.
[30]
Elizabeth Kübler-Ross, Living with Death
and Dying (New York: Macmillan, 1981).
[31]
This point is well made by Solomon, op.
cit., p. 251.
[32]
One interesting study of expressions of
anger in 17th-18th century U.S. diaries found that diarists seldom admitted to
anger of their own, particularly appearing to view it as inappropriate to be
angry with their social superiors. An
apprentice poorly treated by his Scrooge-like master, for example, indicated
only that he was “grieved” by his master’s behavior. Carol Z. Stearns, “Shame and guilt in early
[33]
Aristotle, Rhetoric 1378a20, Jon D. Solomon, trans., in Calhoun and Solomon, op. cit., p. 44. This view is shared by many, if not most,
contemporary writers.
[34] Experimental programs have consistently
demonstrated a reduction in anger and anxiety for crime victims who had the
opportunity to meet with offenders, discuss their motivations, and in some cases,
obtain an apology. See, e.g., Flaten,
Caren. “Victim-Offender Mediation,” in
Burt Galaway and Joe Hudson, eds.,
Restorative Justice: International Perspectives. (Monsey, NY: Criminal Justice Press, 1996).
[35]
Compare Jeffrie Murphy’s notion of “retributive hatred” in Forgiveness and Mercy, ch. 3.
I take hatred to be a disposition to take harm to its object as a good
for oneself; unlike anger, it requires a personal object. One can hate without being angry, and be
angry without hating. Anger accompanied
by hatred will take the form of vindictive anger; anger accompanied by
retributive hatred will be retributive anger.
[36] Jeffrie Murphy, “Getting Even: The Role of the Victim,” in Ellen Frankel Paul et al., Crime, Culpability and Remedy (Oxford: Basil Blackwell, 1990), pp. 209-225.
[37]
Ibid.
[38]
If anger is to be taken into account because it reflects the degree of
subjective harm, grief should be taken into account as well.. Of two victims equally attached to destroyed
possessions, or equally harmed from an objective point of view, one may be in a
towering rage while the other is deeply grieving. The difference between these two victims is
that the first demands harm to the wrongdoer while the second demands no
action. The (subjectively experienced)
harm done to each is the same. Thus the
depth of grief, as easily as the depth of anger, could serve as a surrogate
measure for subjective harm. Murphy appears
to recognize this possibility, sometimes referring to the grief of victims
rather than their anger.
[39] Catherine Lutz, Unnatural Emotions (Chicago:
University of Chicago Press, 1988), p. 176.
[DG1][see website mentioned by Gene Leitl]